Correll Co. Investment Services Corp. has entered into a fully disclosed clearing agreement with Hilltop Securities, Inc. ("HTS.") HTS provides the back office and securities clearing functions for your brokerage account.

 

FINRA Rule 6151 mandates we disclosure our order execution and routing practices for our brokerage accounts. All orders are routed to HTS for execution. SEC Rule 606(a) Reports are published by HTS and are incorporated here by reference. These reports can be found at HTS Order Routing Disclosure.

 

We appreciate the trust you put in us, and look forward to serving your investment needs for many years to come.

 

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Hilltop Securities, Inc.